AML Risk Icons

Definition of Risk Icons

1. Politically Exposed Person(PEP)

Any individual that is considered a Politically Exposed Person, from Head of State to Members of Parliament, Members of the Board of State-Owned Enterprises or Ambassadors and individuals representing their countries interests abroad.

1-1. PEP-CURRENT

Individual is a Politically Exposed Person.

1-2. PEP-FORMER

Individual is a former Politically Exposed Person.

1-3. PEP-LINKED

Individual is a Politically Exposed Person by association.

2. Sanction (SAN)

Any individual or entity that is subject to sanctions by either the European Union, the United Nations, the United States Office of Foreign Assets Control and State Department and Her Majesty’s Treasury in the United Kingdom. More than 180 global sanction lists published from UN, EU + more than 390 official lists.

2-1. SAN-CURRENT

Individual is currently Sanctioned.

2-2. SAN-FORMER

Individual is formerly Sanctioned.

3. Regulatory Enforcement List (REL)

Any individual or entity that has been fined or in some other way subject to action by any financial regulatory body. Or Any individual or entity that has been named in official documentation from Law Enforcement bodies such as the Police or any other agency such as Interpol or the FBI. Also, those individuals and entities cited in Court and legal documents of that nature.

4. Reputation Risk Exposure (RRE)

Any individual or entity that has been reported in global newspapers, news sites or other media as being involved in financial crime.

5. Profile of Interest (POI)

Any individual or entity with expired status of PEP or out-of-date record of RRE.